Homewood Schools Academic Council Procedures
The Johns Hopkins University

Homewood Schools
Academic Council Procedures Manual


Checklist for Reviewing Ad hoc Committee Reports
[Revised February 20, 2008]


Please review the attached checklist during preparation of the dossier to ensure all necessary items are present. Guidelines and rules concerning the solicitation of letters from external referees and the confidentiality of the review are provided in the Academic Council Procedures Manual and at www.jhu.edu/news_info/council/procedures/ appoint.html.

Ad hoc Committee Report

The ad hoc committee report should provide a critical but balanced evaluation of the candidate's scholarship and research

  • The report should indicate those points made by the referees that the committee found most persuasive both for and against the promotion or appointment

  • The report should describe how referees were selected and include the following information

  • Biographical information for all referees contacted by the ad hoc committee (e.g. membership in a National Academy, chaired professorships, editorial appointments, major prizes or awards)
  • The role of the department liaison in the selection of referees
  • Documentation of correspondence with the referees, such as sample letters or emails to late respondents. (If phone calls are placed, these too must be documented with extreme care taken not to lobby for or against the candidate). The actual correspondence may be included as appended items
  • All substantial affiliations with the candidate should be reported (e.g. thesis or postdoctoral advisor, research collaborator, co-author, faculty colleague)

  • Appended items

    At least ten (10) substantive referee letters must be provided for promotions or appointments to tenured Associate or Full Professor. *In the case of promotion to Associate Professor without tenure, eight (8) substantive letters must be provided.

  • If the department has solicited external letters, the number of letters obtained by the ad hoc committee must be at least equal to the number obtained by the department. All letters solicited by the department must be included in the report.
  • Concerning the opinions of the referees, the letter writer should:
  • Address the accomplishments of the candidate compared with those of others in the same discipline
  • Provide evidence that the candidate will become a leader in his or her field
  • Departmental Dossier

    An up-to-date curriculum vita and publication list should be provided, which should include:

  • ALL of the applicable items on checklist

  • The Departmental Assessment should include:

  • The candidate's role in the strategic plan for the department
  • The candidate's significant interactions outside the department
  • A summary teaching assessment in which the quality and quantity of teaching is evaluated (summary teaching evaluations should be included whenever possible)

  • For appointments only

    An affirmative action should be completed with the following issues addressed:

  • Efforts to recruit women and minorities
  • Specific measures taken to ensure that the search process was as inclusive as possible

  • For target of opportunity appointments, the justification for a targeted hire should be explained.

    Itemized Checklist

    Candidate:
    Rank:
    Department:
    Effective Date:

    Ad hoc Committee
    Report
    checkbox Ad hoc committee recommendation
    checkbox Report describing how referees were selected and their appropriateness
    checkbox List of referees from whom letters were requested
    checkbox Biographical information for all referees
    checkbox Inclusion of documented contributions of departmental liaison
    checkbox Report describing pursuit of letters from late respondents
    checkbox Possible reasons for failure of referees to respond
    checkbox Justification for using referees with same rank as candidate (if any)
    checkbox List of substantial (known) affiliations between candidate and referee

    Appended items
    checkbox Table of referees with affiliation and response status (see sample)
    checkbox Letters from referees
    checkbox Sample letter to referees
    checkbox Number of letters received
    checkbox Departmental letters _____
    checkbox Ad hoc committee letters _____
    checkbox Total letters _____
    (minimum of 10* substantive letters; at least half from the ad hoc committee)
    checkbox Other communication with referees (i.e. declines, emails, etc.)
    checkbox Other (e.g. letters of appraisal from scholars holding a lower rank than candidate)

    Departmental Dossier
    Curriculum vitae
    Professional recognition
    checkbox List of awards, prizes, fellowships (if any)

    Publications and Presentations
    checkbox Co-authors and page numbers for all scholarly publications or DOI** for unpaginated web publications

    Teaching information
    checkbox List of courses taught each semester
    checkbox Number of students/class

    Advisory information
    checkbox Past PhD (& MS) students (if applicable)
    checkbox Present PhD (& MS) students (if applicable)

    List of Service
    checkbox Service to department (list)
    checkbox Service to university (list)
    checkbox Service to the profession (list)

    Research Funding (if applicable)
    checkbox List of grants and contracts with PI status, agency, dates and levels of funding
    checkbox List of fellowships or other scholarly support

    Other Scholarly and Technical Output (if applicable)
    checkbox List of patents
    checkbox Software and other technical work
    checkbox Artistic work

    Additional Candidate Information (optional)
    Research and Scholarship information
    checkbox Statement of research or scholarly accomplishments and goals
    checkbox Description of work in progress or in press
    checkbox Status of book manuscripts (if applicable)

    Teaching information
    checkbox Statement of teaching accomplishments and goals
    checkbox Sample course syllabi

    Departmental Assessment
    checkbox Department Letter (including number of voting faculty and tally of vote)
    checkbox Scholarly achievements of candidate as seen by members of department
    checkbox Research area fits with long-range plans of department, Hopkins
    checkbox Summary teaching assessment
    checkbox Minority report (if any)

    For Appointments Only
    checkbox Affirmative Action report
    checkbox Copy of advertisements
    checkbox List of journals in which advertisements were placed
    checkbox Copies of correspondence with relevant departments in the field
    checkbox Steps taken to make the search process inclusive to women and minorities

    **DOI = Digital Object Identifier (see www.doi.org).


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